Legal Notices & Disclaimers

• DISCLAIMER
  Stock Aware, LLC ("SA" or "we" or "us") is not registered as an investment adviser or registered broker/dealer. SA relies upon the "publishers' exclusion" from the definition of investment adviser under Section 202(a)(11) of the Investment Advisers Act of 1940 and corresponding state securities laws. As such, SA does not offer or provide personalized advice. We publish information about companies in which we believe our readers may be interested and this information reflects our sincere opinions.
   
• The information that we provide or that is derived from our website is not intended to be, and should not be construed in any manner whatsoever as, personalized advice. Also, our website and the information provided by us should not be construed by any subscriber or prospective subscriber as SA's solicitation to effect, or attempt to effect, any transaction in a security. Neither the information, nor any opinion expressed, constitutes a recommendation to purchase or sell a security, or to provide investment advice. Information and opinions in our Publications are presented solely for information purposes, and are not intended, nor should they be construed, as investment advice.
   
• The information provided within our website and newsletters is not intended to be a complete study of any company mentioned and has not taken into consideration all available data. All information provided is based entirely on publicly available information and is provided in good-faith. We generally do not verify or conduct any due diligence on any of the information obtained nor do we guarantee it. All information in our Publications are provided without warranty of any kind. We make no representations, guarantees or warranties, either express or implied, as to the accuracy, completeness or timeliness of the information provided. We expressly disclaim any warranties of merchantability or fitness for any particular purpose and disclaim any obligation to update or correct any information that may become inaccurate or dated.
   
• Investments in the securities markets, and especially in options and futures, are speculative and involve substantial risk. The information that we provide or that is derived from our website should not be a substitute for advice from an investment professional. We encourage you to obtain personal advice from your professional investment advisor and to make independent investigations before acting on the information that you obtain from SA or derive from our website. Only you can determine what level of risk is appropriate for you.

• Prior to buying or selling an option, an investor should read and understand the booklet "Characteristics and Risks of Standardized Options." You can access and download a copy of the booklet on The Options /Clearing Corporations'(OCC) website at http://www.theocc.com/publications/risks/riskchap1.jsp. This link reference is provided as a courtesy and does not imply that the OCC is endorsing SA or its products. This booklet is also available for free from your broker or from any of the U.S. options exchanges.

• Prior to buying or selling a future, an investor should read and understand the booklet "Security Futures: An Introduction to Their Use and Risks." You can access and download a copy of the booklet at the National Futures Association website at http://www.nfa.futures.org/investor/security_futures/security_futures.pdf. This link reference is provided as a courtesy and does not imply that the National Futures Association is endorsing SA or its products. This booklet is available from your broker or from any of the US Futures Exchanges.

• We encourage you to invest carefully and read all of the investor information available at the websites of the United States Securities and Exchange Commission (www.sec.gov) and the National Association of Securities Dealers (www.nasd.com) and your state regulators. Each of these agencies has published on their websites and can further provide you with information about how to invest carefully and the risks associated with making any investment. In addition, almost every publicly traded company in the United States is required to file financial statements and corporate disclosures with the United States Securities and Exchange Commission. Before investing an any company, you should read all of those filings, which can be found on the internet at www.sec.gov.
   
• While we will never recommend that you invest in a company traded on the Pink Sheets because of the complete lack of transparency, rules and regulations, you can find some additional information about companies traded there at www.pinksheets.com.

• Most of the information on our website or that we otherwise provide is derived directly from information published by the companies on which we report and/or from other sources we believe are reliable, without our independent verification. Therefore, we cannot assure you that the information is accurate or complete. The information may contain discussions of, or provide access to, certain positions and recommendations as of a specific date. Due to various factors, including, but not limited to, changing market conditions, such discussions and positions/recommendations may no longer be reflective of current discussions and positions/recommendations. We do not in any way warrant or guarantee the success of or endorse any action which you take in reliance on the information that we provide or that is derived from our website.

• As indicated above, SA makes no representations or warranties about the accuracy or completeness of the information contained on or derived from SA's website or otherwise provided by SA. Any links provided to other websites are offered as a matter of convenience and in no way are meant to imply that SA endorses, sponsors, promotes or is affiliated with the owners of or participants in those sites, or endorses or warrants any information contained on those sites, unless expressly stated. Furthermore, SA does not endorse, guarantee or warranty any third party products advertised on its site, in its newsletters, in any third party rental of its permission based lists or otherwise referenced in any information provided by SA or derived from SA's website, and SA expressly disclaims any responsibility and accepts no liability with respect to such information and products. SA may receive a fee from a service provider that has a link on SA's website or is referenced in the information provided by SA.

• Our personnel may own positions and/or trade in the securities mentioned in the information that we provide. However, SA's policies prohibit all employees of SA from engaging in any securities transaction that directly or indirectly competes with the interests of our subscribers that are actually known to SA.

• Testimonials may or may not be representative of actual results.
   
• The information provided in our Publications is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to any law or regulation, or which would subject us to any registration or other requirement within such jurisdiction or country.
   
• PERFORMANCE FIGURES
  Performance figures are based on actual recommendations made by SA. Due to the time critical nature of stock, options and futures trading, brokerage fees, and the activity of other subscribers, SA cannot guarantee that subscribers will mirror the exact performance stated on our track records or promotions. Performance numbers shown are based on trades subscribers could enter based on our tracking guidelines. Past results are not necessarily indicative of future performance. Therefore, no subscriber or potential subscriber should assume or expect that future performance of any investment or strategy will be profitable or equal historical or anticipated performance levels. The information contained in SA trading services is intended for use solely by individual subscribers and is not offered to institutional investment organizations.
  
  Making an investment in any security is very risky and you could lose part or all of your investment. Past performance does not guarantee future results. Investors should not rely on any of the information we provide. Anyone interested in investing in any of the companies mentioned in our newsletters or on our website, should conduct their own research and due diligence. Rely solely on your own legal, accounting, tax, registered investment advisor or registered stockbroker before making any investment decision. We are not liable for any investment decisions you make.  
   
• LIMITATION ON SA LIABILITY
  To the extent not prohibited by law, each subscriber and potential subscriber agrees, as a condition precedent to accessing or using SA's website or receiving information provided by SA, to release and hold harmless SA and its directors, officers, shareholders, employees and agents from any and all liability in connection with accessing or using SA's website or receiving information provided by SA. In all other cases, SA's liability to a subscriber, whether in contract, tort, negligence, or otherwise, shall be limited in the aggregate to direct and actual damages of the subscriber, not to exceed the fees received by SA from the subscriber. SA will not be liable for any consequential, incidental, punitive, special, exemplary or indirect damages resulting directly or indirectly from the use of or reliance upon any material provided by SA or derived from SA's website. Without limitation, SA shall not be responsible or liable for any loss or damages related to, either directly or indirectly, (1) any decline in market value or loss of any investment; (2) a subscriber's inability to use or any delay in accessing SA website or any other source of material provided by SA; (3) any absence of material on SA website; (4) SA's failure to deliver or delay in delivering any material or (5) any kind of error in transmission of material. SA and each subscriber acknowledge that, without limitation, the above-enumerated conditions cannot be the probable result of any breach of any agreement between SA and the subscriber.
   
• DISCLAIMER OF WARRANTY
  ANY AND ALL INFORMATION PROVIDED BY SA OR DERIVED FROM SA'S WEBSITE IS PROVIDED "AS IS" AND SA MAKES NO WARRANTY OF ANY KIND, EXPRESS OR IMPLIED, INCLUDING, WITHOUT LIMITATION, ANY WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

• BROKERS
  SA is not affiliated with any brokerage firm and does not endorse or recommend any specific brokerage firm. SA is not and will not be responsible for any trades made by a broker on the subscriber's behalf under any circumstances.
   
• SUBMISSIONS
  All submissions from outside contributors on SA's website are the responsibility of their respective authors, creators, and/or owners. SA is not responsible for such submissions, and the views and opinions expressed are not necessarily those of SA. SA does not guarantee the accuracy or validity of the submissions. While SA may use its best efforts to review contributor submissions for form and format before they are posted on its website, SA does not review or edit these submissions for content. SA makes no representations and provides no warranties whatsoever concerning submissions, and the fact that SA has posted these outside contributions does not constitute an endorsement, authorization, sponsorship, or affiliation by SA with respect to the author, creator and/or owner of the submissions. SA expressly disclaims any responsibility and accepts no liability for any information or content provided in these submissions. Please be advised that submissions may be protected by federal and international copyright or other laws, and your right to reprint, republish, modify, reproduce, or distribute this material may be limited accordingly.
   
• FORWARD LOOKING STATEMENTS
  With the exception of historical information, the opinions in our newsletters or website may contain forward-looking statements that involve a number of risks and uncertainties. The actual future results could differ significantly from what we publish. In some cases, you can identify forward-looking statements by terminology such as "may," "will," "should," "expect," "plan," "anticipate," "believe," "estimate," "predict," "potential" or "continue," the negative of such terms, or other comparable terminology. These statements are only predictions. Although at the time we publish any such opinion, we believe that the expectations reflected in the forward-looking statements are reasonable, such statements should not be regarded as a representation that such forward-looking statements will be achieved. In light of the foregoing, readers are cautioned not to place undue reliance on such forward-looking statements. For further risk factors associated with any company mentioned, review their filings.

• INTELLECTUAL PROPERTY
  Except as otherwise indicated, SA is the copyright owner of all text and graphics contained on this website. Other parties' trademarks and service marks that may be referred to herein are the property of their respective owners. You may print a copy of the information contained herein for your personal use only, but you may not reproduce or distribute the text or graphics to others or substantially copy the information on your own server, or link to this website, without prior written permission of SA . Permission to use and reproduce documents and related graphics available from this website is granted, provided that: 1. the below copyright notice appears in all copies and that both the copyright and this permission notice appear; 2. use and reproduction of documents and related graphics available from this website is limited to personal, non-commercial use; 3. no documents or related graphics, including logos, available from this website are modified in any way; and 4. no graphics, including logos, available from this website are used separate from accompanying text. Use or reproduction for any other purpose is expressly prohibited by law, and may result in civil and criminal penalties. Violators will be prosecuted to the maximum extent possible.
   
• ACKNOWLEDGEMENT AND AGREEMENT
  Notwithstanding any other agreement or other communications between SA and a subscriber or potential subscriber to the contrary, receiving or using any material provided by SA or accessing or using SA's website, at any time and through any means, whether directly or indirectly, represents acknowledgement by such person of the foregoing legal notices and disclaimers and agreement with their terms and conditions.